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3D vena contracta area after MitraClip© procedure: precise quantification of residual mitral regurgitation and identification of prognostic information
© The Author(s). 2018
Received: 19 September 2017
Accepted: 19 December 2017
Published: 9 January 2018
Percutaneous mitral valve repair (PMVR) is increasingly performed in patients with severe mitral regurgitation (MR). Post-procedural MR grading is challenging and an unsettled issue. We hypothesised that the direct planimetry of vena contracta area (VCA) by 3D–transoesophageal echocardiography allows quantifying post-procedural MR and implies further prognostic relevance missed by the usual ordinal scale (grade I-IV).
Based on a single-centre PMVR registry containing 102 patients, the association of VCA reduction and patients’ functional capacity measured as six-minute walk distance (6 MW) was evaluated. 3D–colour-Doppler datasets were available before, during and 4 weeks after PMVR.
Twenty nine patients (age 77.0 ± 5.8 years) with advanced heart failure (75.9% NYHA III/IV) and severe degenerative (34%) or functional (66%) MR were eligible. VCA was reduced in all patients by PMVR (0.99 ± 0.46 cm2 vs. 0.22 ± 0.15 cm2, p < 0.0001). It remained stable after median time of 33 days (p = 0.999). 6 MW improved after the procedure (257.5 ± 82.5 m vs. 295.7 ± 96.3 m, p < 0.01). Patients with a decrease in VCA less than the median VCA reduction showed a more distinct improvement in 6 MW than patients with better technical result (p < 0.05). This paradoxical finding was driven by inferior results in very large functional MR.
VCA improves the evaluation of small residual MR. Its post-procedural values remain stable during a short-term follow-up and imply prognostic information for the patients’ physical improvement. VCA might contribute to a more substantiated estimation of treatment success in the heterogeneous functional MR group.
Percutaneous mitral valve repair (PMVR) by the MitraClip©-system (Abbott Vascular) has evolved as successful alternative to surgery for the treatment of severe mitral regurgitation (MR) in patients at high surgical risk . Due to edge-to-edge technique at least two neo-orifices are created by the procedure. Therefore, established parameters of grading MR recommended by current guidelines like width of vena contracta and effective regurgitant orifice area [2–4] are not appropriate for the complex post-procedural mitral valve anatomy. The few existing recommendations for MR grading after PMVR get by with a multimodal approach integrating parameters as visual assessment of regurgitant jet , which are semi-quantitative and subjectively influenced. However, vena contracta area (VCA) cannot only be approximated by the PISA method, but also be directly measured by cardiac magnetic resonance imaging [6, 7] or three-dimensional transoesophageal echocardiography (3D–TEE) . As 3D–TEE was known to be reliable in multiple VCA , its use for the MR assessment after PMVR appeared reasonable. Recently, the feasibility of direct VCA measurement in multiple neo-orifices was demonstrated with a significant decrease of VCA by PMVR [10, 11]. Post-procedural VCA is supposed to be more precise than an ordinal scaled MR grading - as if the imaging resolution in grade I and II MR is increased. However, this incremental parameter will serve little purpose, unless it implies any prognostic information. To date, data on the prognostic relevance of VCA reduction for the patients’ functional outcome after PMVR is lacking. Therefore, we analysed the data of a single-centre registry containing 102 patients, who underwent PMVR, in order to examine the association of VCA-reduction and patients’ functional capacity measured as six-minute walking distance.
The PMVR registry of the University Hospital Regensburg, Germany, comprises 102 patients, who underwent the procedure between 04/2012 and 12/2015 and were screened for eligibility. Inclusion criteria for this study were a standardised six-minute walk test before and after PMVR as well as stored 3D–TEE colour Doppler datasets before and during PMVR. For this investigation, we excluded 73 patients (unavailable six-minute walk test, 48 subjects; unavailable 3D–TEE colour Doppler dataset, 17 subjects; insufficient quality of stored echocardiography for VCA determination, 8 subjects), yielding 29 cases for this analysis.
Further information concerning the patients’ health status was derived from medical records. EuroScoreII and logEuroScore were calculated . A six-minute walk test (6MW) was recorded before PMVR and 4 weeks after the procedure. The test was performed according to the current statement of the American Thoracic Society  indoors, along a flat, straight, enclosed, seldom travelled corridor with a hard surface by a trained nurse. The percutaneous-repair procedure was performed under general anaesthesia with the MitraClip System (Abbott Vascular, Lake Bluff, USA) as previously described [1, 14].
Two-dimensional transthoracic echocardiography (iE-33 ultrasound system with S5–1 transducer; Philips Medical Systems, Amsterdam, The Netherlands) was performed in all patients before and 4 weeks after PMVR. Left ventricular volumes and left ventricular ejection fraction were calculated by Simpson’s rule according to recent guidelines . MR was quantified in an integrative view according to the Endovascular Valve Edge-to-Edge REpair STudy (EVEREST) criteria . Information on valve morphology, colour flow doppler, presence or absence of systolic pulmonary vein flow, regurgitant volume and regurgitant fraction was gathered according to recent guidelines [2–4] and combined to grade MR on a scale from mild to severe (I to IV)  to assure comparability to previously published registries [1, 17–21]. MR immediately after PMVR was graded from I to IV according to the recommendations of the German Cardiac Society (DGK, Additional file 1).
All patients underwent TEE for screening (“before PMVR”) purpose and during the catheter intervention providing a dataset immediately after Clip release (“immediately after PMVR”). In a subgroup, a follow-up TEE was performed 4 weeks after PMVR (“Follow up”). All images were acquired using an iE-33 ultrasound system equipped with a 3D–matrix array transducer (X7-2 t). Screening and follow-up examinations were done in conscious sedation using benzodiazepines. General anaesthesia was established for PMVR. The aetiology of mitral regurgitation was described as degenerative (DMR) or functional (FMR).
Categorical data are expressed as percentages. Their differences were tested for significance by Pearson’s chi-squared test. The distributions of continuous variables were assessed for normality by Shapiro-Wilk test. If normally distributed, they are expressed as mean ± standard deviation. Significance of differences was tested by Student’s t-test for dependent or independent variables, respectively. Two-way analysis of variance (two-way ANOVA) was computed to analyse the influence of categorical independent variables on left ventricular volumes and ejection fraction, respectively. When normal distribution was rejected, median and interquartile range (P25; P75) are given and variables are shown as Turkey box plots. Mann-Whitney U test, Wilcoxon signed-rank test and Friedman’s test with consecutive Dunn’s multiple comparison test were performed, as appropriate. Effect size was approximated as Cohen’s d or Hedges’s g  using dedicated software . To assess the reduction in VCA, the ratio (VCAr) was calculated as quotient (VCAr = VCA PMVR/VCA at baseline). The absolute area of VCA reduction (VCAdiff) was defined as difference (VCAdiff = VCA baseline–VCA PMVR). VCAdiff gives the VCA reduction in absolute numbers [cm2]. Six-minute walk change (6MWc) was calculated as difference (6MWc = distance after–before PMVR) . Kendall rank correlation coefficient (τ) was calculated to measure the degree of correlation of non-parametric data.
All statistical analyses were performed using SPSS statistics version 22 (IBM, Armonk, New York, USA) and GraphPad Prism Version 6.00 (GraphPad software, La Jolla, California, USA). Statistical significance was assigned at a two-sided p-value of less than 0.05.
Power calculation analysis
For post-hoc power analysis G-Power  (version 22.214.171.124) was employed. A post-hoc power calculation was performed for the two main readouts (decrease in VCA and six-minute walking distance). It revealed sufficient power (β < 0.0001/0.01) for decrease in VCA/6 MW (Additional file 2).
Regensburg registry and other published trials and registries including patients treated by the MitraClip system
Pilot Registry a
Year of publication
77.0 ± 5.8
71.6 ± 9.8
72 ± 12
74.2 ± 9.7
73.7 ± 9.6
67.3 ± 12.8
MR grade III/IV [%]
NYHA III/IV [%]
5.1 ± 5.9
7.6 ± 6.4
26.6 ± 18.0
21 ± 17
20.4 ± 16.7
23.0 ± 18.3
Regurgitant orifice area [cm2]
0.40 ± 0.18
0.43 ± 0.16
0.56 ± 0.38
Baseline characteristics of the study sample
77.0 ± 5.8
Heart rate [bpm]
74 ± 9
Systolic blood pressure [mmHg]
119 ± 19
Diastolic blood pressure [mmHg]
67 ± 14
Body mass index [kg/m2]
25.8 ± 4.2
NT-proBNP [pg/ml] median(P25;75)
3618 (1619; 5782)
Serum creatinine [mg/dl] median(P25;75)
1.1 (1.0; 1.6)
logEuroScore [%] median(P25;75)
18.5 (12.7; 32.2)
NYHA functional class
Coronary artery disease
Diabetes mellitus II
Mitral regurgitation in the study sample
Vena contracta width [mm]
7.30 ± 1.34
7.79 ± 2.04
ERO [cm2] median (P25;P75)
0.45 (0.33; 0.61)
Number of implanted clips
Effect of PMVR on MR, 6 MW and NT-proBNP levels
Effect of PMVR on mitral regurgitation, 6-min walk and LV remodelling
MR grade median (P25;P75)
6 min walk [m]
257.5 ± 82.5
295.7 ± 96.3
VCA (3D) [cm2] median (P25;P75)
NT-proBNP [pg/ml] median(P25;75)
LV end-diastolic volume [ml/m2]
85.0 ± 26.5
79.4 ± 23.2
LV end-systolic volume [ml/m2]
49.8 ± 22.2
44.7 ± 17.4
LV ejection fraction [%]
42.5 ± 12.5
43.6 ± 10.1
6MW was significantly improved by PMVR. The effect was particularly pronounced in patients suffering from DMR (240.4 ± 80.3 m vs. 296.1 ± 63.0 m, Cohen’s d 0.97, p = 0.013, n = 10). In FMR, effect size was smaller and slightly missed significance (266.5 ± 84.4 m, Cohen’s d = 0.47, p = 0.053, n = 19). In consequence, PMVR achieved as early as 4 weeks after the procedure a significant improvement of 6 MW with a more distinct effect for DMR.
NT-proBNP blood levels, left-ventricular volumes and ejection fraction did not show a significant change (Table 4).
Reduction of VCA by PMVR and consistency between intra-procedural measurement and follow-up examination
Correlation of intra-procedural VCA measures and grading of residual MR
VCA reduction as predictor of clinical outcome
To scrutinize possible underlying causes, two groups divided by the median VCAr were compared. Explorative data analysis did not yield significantly differing results between groups except for the absolute area of VCA change (VCAdiff) (Additional file 4). VCAr and VCAdiff were correlated with a negative Kendall rank correlation coefficient (τ = −0.51, p = 0.0001). Thus, as VCAr decreases, VCAdiff increases, which seems quite conclusive.
Based on these observations, we speculated, whether effects of very large VCA could drive our results. The 75% quantile of VCAdiff was used as cut-off to differ between low and high VCAdiff (75% quantile = 1.05 cm2). Patients, who were suffering from FMR and exhibited a VCAdiff below the 75% quantile, had a post-procedural increase in six-minute walking distance (+43.57 ± 49.53 m, n = 14). By contrast, patients with larger VCAdiff came to a decreased six-minute walk distance after PMVR (−12.20 ± 76.59 m, n = 5). The difference showed a strong effect (Hedges’s g = −0.977) slightly missing significance (p = 0.078).
There was no difference between small and large VCAdiff regarding changes in post-procedural left ventricular volumes or function compared to baseline (p for end-diastolic volume/end-systolic volume/ejection fraction = 0.97/0.68/0.45, 2-way ANOVA).
Thus, in large, potentially long-standing FMR, our data was indicative for a less beneficial effect than in smaller FMR with regard to the patients’ functional outcome.
Patients’ six-minute walking distance was improved already 4 weeks after PMVR with a more pronounced effect for DMR.
VCA is significantly reduced by PMVR and its dimensions remain stable during a short-term follow-up.
VCA measurement immediately after PMVR improves the evaluation of small remaining MR by implying prognostic relevance for the patients’ physical capacity measured as 6MWc.
Study sample and treatment success in the context of published literature
The baseline characteristics of the Regensburg PMVR Registry reported for the first time by our study were quite comparable to currently published results of several registries [1, 17–21] (Table 1) mirroring the real-life practice. The use in FMR was consistently reported higher than in the initial EVEREST-II trial . Remarkably, in our data the effect of PMVR on patients’ functional capacity (6 MW) was more pronounced in DMR. NT-proBNP as marker of left ventricular wall stress and predictor of cardiovascular outcome  was elevated before and after PMVR without significant change in line with a current publication reporting no benefit of PMVR with regard to NT-proBNP levels in 144 patients . Nevertheless, the field is still not settled due to contrary results in smaller samples . Heterogeneous comorbidities might explain nonresponse of NT-proBNP after PMVR .
VCA as independent measurement for quantifying residual MR after PMVR
In patients with high grade MR and elevated surgical risk, PMVR is increasingly used leading to significant improvements in clinical outcome [1, 14, 19]. The edge-to-edge technique of PMVR alters the complex anatomy of the mitral valve in DMR  and FMR  and creates at least two neo-orifices. The remaining MR is split into often very eccentric regurgitant jets (Fig. 1) and common parameters of echocardiographic MR assessment as width of vena contracta and effective regurgitant orifice area are not applicable. The sparse existing guidelines (e.g. of the German Cardiac Society , Additional file 1) recommend a multimodal approach integrating parameters determined by echocardiography (visual grading of regurgitant jet), right-heart catheterization (v-wave) and left ventriculography (regurgitant volume) with echocardiography as mainstay. Though in real-life most often used during PMVR, the qualitative as well as quantitative assessment of the regurgitant jets using colour-Doppler is imprecise and tents to an overestimation of remaining MR in the situation of multiple jets . Even before the launch of PMVR, VCA was known for several strengths in the assessment of high-grade MR : In an in vitro model of MR, VCA provided the strongest correlation with known orifice area (r = 0.92, p < 0.001) compared to other echocardiographic measurements, which could be translated to a prospective study comprising 61 patients with at least mild MR of different aetiology: feasibility and reproducibility was established yielding satisfying interobserver agreement (r = 0.96; 0.05 ± 0.02 cm2) . In the same year, a further prospective study including 57 patients with relevant MR of different aetiologies  reported feasible measurements in all patients within 2.6 ± 0.7 min of measuring time and ruled out significant interobserver variability (r = 0.97, 0.04 ± 0.09 cm2). VCA is reliable in multiple jet areas, too .
Considering VCA measurement after PMVR, Altiok et al. set the stage by using VCA determined by 3-D-TEE to analyse the procedural effects of PMVR in FMR  with acceptable feasibility and reproducibility. In 2017, these data were confirmed  by a retrospective study comprising 97 heart failure patients with severe MR undergoing MitraClip therapy reporting adequate inter-observer variability (r = 0.95, p < 0.001). Comparing VCA to the common ordinal scale of MR grading, our data show that within each MR grade VCA still spreads. It highlights the potential of VCA measurement to increase the resolution of residual MR grading.
The intraprocedural TEE has to face the inherent problem of anaesthesia, which changes cardiac pre- and afterload influencing mitral valve function . Interestingly, VCA did not change in our dataset between the intraprocedural TEE in general anaesthesia and a follow-up examination, which has been done in conscious sedation using benzodiazepines 4 weeks later. These results might indicate a quite comparability of both examinations regarding particularly VCA measurement.
VCA as predictor of post-procedural outcome
The need for a reliable measurement of residual MR is underscored by its prognostic importance: data from the MitraSWISS registry revealed residual MR severity after PMVR as significant predictor of reduced survival after 2 years . They suggested that MR should be reduced as far as possible. It has to be stressed that these analyses relied on ordinal scaled grading of residual MR by combined methods. In 2017, Alessandrini et al. measured VCA in FMR patients after PMVR. Dichotomised VCA (≥ 0.25cm2, upper vs. lower and middle tertile of their sample) was associated with mortality during a median follow-up of 13.4 months (HR = 3.8, CI 1.9–7.8) . Our data confirm prognostic implication of remaining MR. However, since MR severity is very dynamic, we hypothesised beyond previous published analyses, that there might be differences in outcome depending on pre-procedural MR anatomy. Therefore, we wanted to assess the association of decreasing VCA (ratio post/pre-procedural) and the patients’ outcome, which was measured as gain in 6 MW. Strikingly, we observed a more pronounced increase in 6 MW 4 weeks after PMVR in patients, whose VCA was less reduced by PMVR. This paradoxical result was predominantly driven by the negative outcome of patients suffering from FMR with a large absolute difference between their VCA before and immediately after PMVR (> 75% quantile, > 1.05cm2). These patients lacking functional improvement after PMVR had considerably large functional regurgitant jets measured as VCA 2.5-fold higher than the cut-off value defining the edge between moderate and high-grade disease [8, 39, 41]. It is tempting to speculate whether PMVR strictly decreasing VCA might be less beneficial in very-large, presumably chronic and long-standing FMR than at an earlier point of intervention as additionally suggested by recent data . For FMR comprises a variety of entities as a result of cardiac remodelling [43–46]. Thus, our study might suggest with VCA an interesting, objective, measurable pre-procedural criterion for PMVR planning. Nonetheless, this issue awaits further, strongly required prospective evaluation as patient selection in FMR for PMVR is a central and current problem and valid parameters for this purpose are strongly needed.
Strengths and limitations
Strengths of our study include precise measurement of MR by the direct planimetry of VCA using 3D–TEE, which has already been shown to be accurate  and feasible in multiple jets  even after PMVR [10, 11]. However, data on DMR has been lacking to date. Furthermore, nor VCA neither another method has been used until now to assess prognostic implication of residual MR concerning functional treatment success. Thus, a novel approach was chosen and provided new insights. Furthermore, the recorded follow-up 3D–TEE examinations permitted an analysis of stability during short-term follow-up.
However, some limitations warrant consideration: reduction in regurgitant volume immediately after PMVR could similarly be discussed as another potential marker of later clinical outcome. Regurgitant volume is estimated as difference of stroke volumes measured at the LVOT and mitral valve level  or alternatively, by magnetic resonance imaging. Both methods are applicable even after MitraClip . Unfortunately, we do not have this data to compare it with VCA reduction. This issue awaits future studies.
The retrospective design with a moderate-sized number of participants limits analytic options. Nevertheless, it is the first study in the field addressing this current and highly relevant issue by testing a clear and unambiguous hypothesis and using a precise measuring method as well as a quantifiable, relevant outcome variable. Thus, it allowed a thorough statistical analysis even in a medium-sized sample with appropriate statistical power.
Still, due to the small sample size, little effects can be missed and non-significant results do not rule out a potentially overseen small effect. Nonetheless, our study may report on significant effects yielded by PMVR. However, albeit significance was computed, some justified concerns about generalizability might remain because of the small sample size and should by answered by further research. To offer valid information at the moment, we provide also estimates of effect sizes beside p-values, which could facilitate a-priori power calculation for future prospective studies.
The study emphasised the importance of precise echocardiographic imaging in PMVR, although all large registries ignore new measurements of residual MR as VCA (Table 1). It is our hope that our results will help to design future prospective studies, which further elucidate the prognostic meaningfulness of residual MR particularly in outsized FMR.
The current study confirms direct planimetry of VCA by 3D–TEE as a feasible method to quantify DMR as well as FMR in the situation of multiple neo-orifices after PMVR. PMVR reduces VCA and improves significantly 6 MWc as early as 4 weeks after the procedure with a more pronounced effect in DMR. The values of VCA determined immediately after Clip release remain stable during a short-term follow-up of 4 weeks and they imply prognostic relevance for the patients’ physical capacity measured as 6 MWc. There is some evidence that in FMR as heterogeneous disease VCA might contribute to a more substantiated estimation of treatment success.
AD is supported by a research grant of the German Cardiac Society (DGK – Deutsche Gesellschaft für Kardiologie, Herz- und Kreislaufforschung).
Availability of data and materials
All authors had full access to all the data in the study and take responsibility for its integrity and the data analysis. All data generated or analysed during this study are included in this published article and its supplementary information files.
AD designed this study, performed partially the transthoracic and transoesophageal echocardiograms, did the post-hoc assessment of 3D datasets, analysed and interpreted data and wrote the first draft of the manuscript. CP analysed and interpreted data. FE did the post-hoc assessment of left ventricular volumes and function, analysed and interpreted data. CB analysed and interpreted data. AL performed most PMVR interventions, validated proper data storage, initiated the analysis, analysed and interpreted data and reviewed and edited the manuscript. LSM analysed and interpreted data and reviewed the manuscript. SB performed partially the transthoracic and transoesophageal echocardiograms and partially the PMVR interventions, supervised and validated the entire study, analysed and interpreted data and was a major contributor to critical review and editing of the manuscript. All authors read and approved the final manuscript.
Ethics approval and consent to participate
Not necessary for retrospective study deriving data from medical records - according to the responsible Ethics Committee (University Hospital Regensburg, http://www.uni-regensburg.de/medizin/ethikkommission/antragstellung/index.html [date accessed: 19/09/2017]).
Consent for publication
Figure 1 is entirely unidentifiable and there are no details on individuals reported within the manuscript.
LSM has received speaker honorarium from Abbott Vascular. AD, CP, CB, AL, SB: None.
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